Strategies of Financial Regulation: Divergent Approaches in Conduct of Business Regulation of Mis-Selling in the UK and South Korea

行政管理,人事行政,财务行政,行政决策

售   价:
1239.00
发货周期:通常付款后3-5周到货!
作      者
出  版 社
出版时间
2021年12月05日
装      帧
平装
ISBN
9789811573316
复制
开      本
8.27 x 5.83 x 0.85
语      种
英文
综合评分
暂无评分
我 要 买
- +
库存 30 本
  • 图书详情
  • 目次
  • 买家须知
  • 书评(0)
  • 权威书评(0)
图书简介
This book analyses different strategies and their results in implementing financial regulation in terms of rule/making, public enforcement and private enforcement. The analysis is based on a comparative study of conduct of business regulation on mis/selling of financial instruments in the UK and South Korea. It extends into liquidity regulation in the banking sector and credit rating agency regulation. The book concludes that in rule/making, purposive rules are more effective for achieving regulatory goals with minimal undesirable results, but a rule/making system with purposive rules can only work on a foundation of trust among rule/makers, enforcers and the regulates, that with respect to public enforcement, the enforcement strategies should combine the compliance/oriented and deterrence/oriented approaches and be continuously adjusted based on close monitoring of the regulatory outcomes and that in private enforcement, regulation should be instituted as the minimum requirement in private law.
本书暂无推荐
本书暂无推荐
看了又看
  • 上一个
  • 下一个